GIS Implementation in Developing
Countries-
A United Nations Perspective
by Terry Standley, Senior Regional Advisor,
Asia Region,
United Nations Center for Human Settlements (UNCHS),
Bangkok, Thailand.
| Abstract Of The
Paper & The Profile of The Speaker |
Speaker Index |
Paper Title Index |
A. Introduction
On behalf of the United Nations Centre for Human
Settlements, the author wishes to offer appreciation for the
support Qatar and specifically the Centre for GIS is giving
to projects implemented by this agency in several developing
countries. National representatives from some of these
projects have been invited to this Conference and the
projects are benefiting from Qatar GIS training courses both
in-country and here in Doha.
It should also be made clear at the outset that the
invitation to make a presentation was not on the basis of
any technical expertise in the field of GIS and GPS on the
part of the author. In fact, the organisers did say that it
would be useful to have someone presenting a paper who would
not be concentrating on specific new developments and
applications, was a "non-computer expert" (to use the
terminology from the title of another paper at this
Conference), but could perhaps provide some insights for a
better understanding of the broader development context.
The paper draws mainly on the experiences of UNCHS
(Habitat), and particularly the technical cooperation
activities in Asia. It does not claim comprehensive
coverage, even within this single UN agency. The emphasis
is on urban GIS and related data management components of
projects. Programmes supported by other agencies addressing
systems with a global and regional scope are therefore not
included, although the relevant activities of ESCAP, the
regional body for Asia and the Pacific have been summarised.
In order to deepen an understanding of what UNCHS
(Habitat) is and what it does, an institutional overview is
first presented, which also provides descriptions of other
agencies referred to in the paper. Some background is then
given on how UNCHS (Habitat) started its involvement in
urban data management, following by an annotated listing by
region of all recently completed or ongoing
projects/programmes having a GIS or related information
system component.
A selection from this list, supplemented by several
examples from other agencies, is next used to give a more
detailed picture of the range of the activities and the role
of GIS within projects. In each case, the overall project
context is described rather than concentrating solely on the
GIS content, which is often comparatively small in terms of
the proportion of the budget and the human resource inputs.
On the basis of the lessons learnt in executing these
projects and the views of the author's colleagues in the
field, some tentative conclusions are then presented.
Finally, a summary of various UN statistics highlighting
global urbanisation trends is accompanied by a commentary on
the outcome of the 1996 Habitat II UN conference, with a
note on some of the implications for GIS.
B. The UN Institutional Framework
Taking account of the manner in which the UN system as a
whole is currently under the spotlight and the confusion
often surrounding the roles of individual agencies, it would
be helpful to set the scene by providing an overview of the
United Nations Centre for Human Settlements (UNCHS) -
alternatively known as Habitat, or officially in combination
as UNCHS (Habitat), together with brief descriptions of
several of the other agencies involved.
As a result of the first UN Conference on Human
Settlements held in Vancouver in 1976, the UN Commission on
Human Settlements was established as a new intergovernmental
body and UNCHS (Habitat) was created as the secretariat to
service the Commission. Both the Commission and the Centre
were mandated to assist member states in the management and
development of human settlements. They were charged to
carry out this mandate through an integrated programme of
policy advice, applied research, technical cooperation and
information dissemination. The Commission serves as the
governing body, providing overall
policy guidance, setting priorities and giving the
direction for the UN's human settlements programme. It has
a membership of 58 countries, elected for four year terms by
the UN Economic and Social Council.
The Centre's organisational structure consists of three
main divisions dealing with technical cooperation, research
and development, and information. Staff at headquarters in
Nairobi, Kenya, number around 250 with over 500 staff and
consultants in the field. Through the Technical Cooperation
Division, the operational activities of the UNCHS (Habitat)
are focused on supporting governments in the formulation of
policies and strategies to create and strengthen a
self-reliant management capacity at both the national and
local levels. Technical and managerial expertise is
provided for the assessment of human settlements development
constraints and opportunities; the identification and
analysis of policy options; the design and implementation of
housing and urban development projects; the identification
and analysis of policy options; and the mobilization of
national resources as well as external support for improving
human settlements conditions.
This national capacity-building process includes not only
central government institutions but also other stakeholders
such as community-based and non-governmental organizations,
universities and research institutions, as well as local
governments and municipalities. Emphasis is also placed
upon strengthening governments' monitoring capacities in
human settlements management.
There are currently around 200 technical cooperation
programmes and projects, with a total annual budget of some
$30 million, throughout 90 countries, including global and
regional activities. Roughly 55 percent of the financing of
these technical cooperation projects comes from the United
Nations Development Programme (UNDP), with the remainder
from host government and third party (usually bilateral
country aid agencies) cost-sharing, and with less than 10
percent from the Centre's own resources. In supporting
these operational activities, UNCHS (Habitat) is fully
committed to the goals of maximizing the use of national
expertise and to supporting both national execution and
procurement from developing countries. By the mid 1990's
around 65 percent of the project personnel were national
experts.
The small office in Bangkok which the author directly
represents is an outreach of the Nairobi Technical
Cooperation Division serving the Asia-Pacific Region. From
1996, a decentralization process was introduced, with the
unit within this Division responsible for Latin America and
the Caribbean moving to Rio de Janeiro, and the Asia-Pacific
unit scheduled to relocate from Nairobi to Japan in mid
1997.
Other agencies specifically referred to in this paper in
relation to their involvement in either the financing,
execution and coordination of GIS and related urban
information/data management systems are the United Nations
Development Programme (UNDP), the United Nations Office for
Project Service (UNOPS) and the Economic and Social
Commission for Asia and the Pacific (ESCAP).
The United Nations Development Programme (UNDP) is the
United Nations main source of grants for human development.
It was created in 1965 through a merger of two programmes
for United Nations technical cooperation. Funds come from
the voluntary contributions of Member States of the UN and
its agencies, which provide about $1 billion yearly to
UNDP's central resources. A 36-member Executive Board
composed of both developed and developing countries approves
major programmes and policy decisions. Through a worldwide
network of 136 offices, UNDP works with governments,
organizations of civil society and people in some 175
developing countries and territories. To execute the
projects and programmes it supports, it draws upon
developing countries' national technical capacities, as well
as the expertise of over 30 sister UN bodies and other
international and regional agencies and non-governmental
organizations (NGOs).
UNDP normally plays the chief coordinating role for
operational development activities undertaken by the whole
United Nations system. This includes administering
special-purpose funds such as the United Nations Capital
Development Fund (UNCDF), the United Nations Volunteers
(UNV), and the United Nations Development Fund for Women
(UNIFEM). UNDP assists developing countries in preparing
for major United Nations conferences - for example the 1992
Conference on Environment and Development, the 1995 World
Summit for Social Development, the 1995 World Conference on
Women, and the 1996 Habitat II Conference. It then assists
those countries in carrying out the action plans of those
conferences, and in mobilizing the additional resources
needed to do so.
The UN office for Project Services (UNOPS) is a service
delivery organisation whose income derives solely from the
programme and project execution activities provided to
multilateral and bilateral donors, and developing countries.
It operates at the global level and cuts across all sectors and
specialisations. UNOPS manages all aspects of projects
including hiring, contracting, equipment procurement and
financial administration, and has the capacity to organise
training programmes. Annual value of project inputs managed
by UNOPS amounts to around $500 million out of a multi-year
portfolio worth $1,000 million, of which UNDP projects
account for some 40%.
The Economic and Social Commission for Asia and the
Pacific (ESCAP) was established in 1947 as the Economic
Commission for Asia and the Far East (ECAFE). Its original
mandate was to assist in the reconstruction efforts of
countries devastated by war. Subsequently, the Commission's
orientation was shifted to development. The change from
"ECAFE" to "ESCAP" in 1974 highlighted the Commission's
responsibilities in the field of social development as well
as its broader geographical scope to include the countries
and territories of the Pacific. Its mandate was broadened
further in 1977 by the UN General Assembly which recognized
ESCAP and other regional commissions as the main general
economic and social development centres within the United
Nations system for their respective regions and as executing
agencies for inter-country development projects in their own
right.
ESCAP is the largest of the five regional commissions.
It currently comprises 48 members and 10 associate members
representing 58 per cent of the global population. It
constitutes a unique forum for governments in the
Asia-Pacific region, in addition to its role as a
"think-tank" and catalyst for major regional ventures such
as the Asian Development Bank and the Asian Highway network.
The role of ESCAP as an intergovernmental forum assumes particular
significance in the absence of any other institutional
arrangement for the region-wide, high-level political
assembly of governments. At the ministerial-level, the
Commission provides an opportunity for governments to meet
every year to review and discuss economic and social issues
in order to promote and strengthen regional cooperation - a
basic mandate and major concern of the Commission. ESCAP's
in-house multi-disciplinary capability provides a wide range
of technical assistance, focusing chiefly on direct advisory
services to Governments, training and pooling of regional
experience and information through meetings, publications
and intercountry networks.
From the above commentary on three agencies (one with a
specialised global mandate for the whole range of human
settlements activities, one with a non-specific non-thematic
role but operating globally in the provision of project
management services and one with a general multi-sectoral
mandate for a specific region), it is clear that there exist
opportunities for constructive partnerships. Conversely the
possibilities for duplication and competition are also
there. Particularly in such a multi-disciplinary field as
human settlements, the need for continuous close
consultation and flexibility in developing inter-agency
relationships is paramount.
Other agencies which offer UNCHS (Habitat) the
opportunities for mutually-supportive relationships in the
field of human settlements are: the UN Children's Fund
(UNICEF), the World Health Organization (WHO), the UN
Educational, Scientific and Cultural Organization, (UNESCO),
the UN High Commission for Refugees (UNHCR), the
International Labour Organisation (ILO), and the UN
Environment Programme (UNEP), which shares certain
administrative services with UNCHS (Habitat) and also has
its headquarters in Nairobi.
C. The Involvement of UNCHS (Habitat) in Urban
Data Management
This agency's involvement with the transfer of spatial
data technology to developing countries as part of the UN's
technical cooperation work commenced as early as 1976, when
its predecessor organization, The Centre for Housing,
Building and Planning (CHBP) in New York, was asked by the
Government of Saudi Arabia to evaluate a digital
cartographic system for the Ministry of Municipal Affairs.
The $7 million project would have been the first use such
methods in urban data management in the Middle East.
However, the UN project review team rejected, on various
grounds, the proposal and advised the Government of Saudi
Arabia to seek other vendors and systems. After revisions,
the Ministry of Municipal Affairs retained another vendor in
1978. The project met with limited success because the
available technology could not support the database sizes
required for the base maps.
In 1977, CHBP was requested by India to provide advisory
assistance to the Government Town Planner for a strategy to
introduce computer technology into urban physical planning.
This mission resulted in one of the first presentations of
GIS to be considered for urban planning in the
sub-continent.
Soon after its establishment as a new agency, UNCHS
(Habitat) released in 1979 the first UN publication
specifically concerned with urban data management and GIS.
Because this publication was so well received in the
developing countries, a global project was initiated in
1980 to maintain on a continuing basis an urban data
management inter-regional adviser on the Centre's staff in
Nairobi. This adviser provided technical consulting
services on urban data management, particularly in the area
of GIS, to most of the member states of the UN. For many
governments, this was their first exposure to GIS for urban
planning and management. The project was one of the few UN
technology transfer activities that has provided technical
advisory services to both developing and developed
countries. By 1984, over 35 member states already had taken
advantage of the advisory services.
In 1979 and 1980, UNCHS (Habitat) supported two major
urban projects in South Asia, one in Bangladesh and the
other in Sri Lanka. Both of those projects implemented GIS
urban data management technologies for the first time in the
South Asian region. In Bangladesh, raster-type GIS software
was used in conjunction with SPOT data to analyze 12 towns
throughout the country. In Sri Lanka, the Colombo
Metropolitan Development Authority (CMDA) Project introduced
information systems and spatial data analysis on a
minicomputer as the first non-bookkeeping application in the
city government.
One of the driving technological innovations for the
Centre's urban data management projects has been the
low-cost availability of microcomputers (PCs). Starting in
1980, UNCHS (Habitat) developed and distributed free of
charge to any government agency the Urban Data Management
Software (UDMS) package. At that time, this was the only
operational software for PCs available to carry out spatial
data analysis and thematic mapping. It provided governments
with a hands-on approach to GIS at the project level.
Between 1981 and 1983, UNCHS ran a series of
microcomputer training workshops using the UDMS package to
demonstrate GIS-type applications. Those workshops, which
were held in Colombia, India, the Philippines, Jamaica,
Argentina, and Finland, offered many planners in those
regions their first exposure to personal computing
technology and the use of the technology in a GIS
environment. UDMS was distributed in four versions until
the late 1980s, when it was superseded by commercial
software, such as PC ARC/INFO and MAPINFO.
Based on the UN's technology transfer programs in the
personal computing field, IBM Corporation prepared and
distributed at no charge "The IBM PC Guide to Software for
Developing Countries." This Guide was a compilation of all
available software packages for use in development that were
available free of charge or at nominal cost from the UN or
bilateral donors. it was published in two editions between
1984 and 1989.
Beginning in the late 1980s, the technical cooperation
field projects executed by UNCHS (Habitat) and usually
funded by UNDP, have increasingly incorporated directly a
digital mapping or related GIS component, or have indirectly
made use of services available through headquarters, other
UN agencies, parallel projects of other aid organisations,
or through the host governments.
A search was made specifically for this conference paper
for the projects/programme with a significant urban data
management component, executed by UNCHS (Habitat), since the
mid 1980s, covering both ongoing and completed activities.
The following annotated list of 34 items includes all those
with such components formally incorporated and financed
through the project concerned. To facilitate reference for
those who may wish to obtain original project documentation,
the official project title and number is provided. If a
more intensive analysis were made to identify those
contributing to or drawing upon GIS and related mapping and
information services in governments or parallel technical
cooperation projects, the list would need to be considerably
expanded.
GLOBAL
1. Development of Urban Environment Data by using
Satellite Data and Geographic Information Systems,
(GLO/90/F01) - Review of state-of-the art GIS techniques,
country case studies: report preparation in support of the
Urban Management Programme.
2. Sustainable Cities Programme, (GLO/90/F01) -
Providing municipal authorities with improved environmental
planning and management capacity and designed to promote the
sharing of expertise and lessons of experience. Working
initially in 17 cities and, as minor component, contributing
information on GIS needs and application experiences to
other programmes.
3. Indicators Programme, (GLO/90/F08) - Establishing
tools to measure shelter and urban development performance,
in collaboration with the World Bank. Mainly relying on
computerized statistical data management but likely in the
future to include geographical attributes with GIS
applications.
4. Settlement Upgrading Programme, (IT/GLO/94/T05) -
Establishing an inter- national reference framework for the
improvement of low-income settlements, including the
development of an integrated computer application for the
information needs of upgrading. Action research and testing
of the GIS Visual Settlement Planning Approach (VisP).
5. Urban Management Programme (INT/86/006, GLO/94/F08) -
Since inception in 1986, this is now the in the third phase of what
is the largest multi-agency technical support programme in
urban development, concentrating on capacity-building within
the thematic framework of finance, infrastructure,
environment and poverty alleviation. Minor but influential
GIS/LIS components.
AFRICA
6. Development of Urban Centres - Burundi, (BDI/85/010)
- Establishing databank with computer applications within an
urban structure planning process.
7. Pilot Metropolitan Development Programme for Accra -
Ghana, GHA/87/005
- Preparing inter-sectoral guidelines for the development
of the Greater Accra Metropolitan Area, incorporating a
operational data management system.
8. Implementation of Physical Development Plans -
Malawi, (MLW/88/040) - Setting up machinism and systems for
implementing and monitoring physical development involving a
database and information system with procurement of computer
hardware/software.
ASIA AND THE PACIFIC
9. Urban Management Programme for Asia and the Pacific,
(RAS/92/011) - A partnership of four programmes involving
the Asia-Pacific branch of the global Urban Management
Programme together with components executed by ESCAP, the
World Bank and UNOPS. Peripheral GIS content but an
important networking opportunity.
10. Afghanistan Rehabilitation Programme, (AFG/93/002) -
Urban works programme in the war-damaged cities of Kabul,
Herat and Mazar i Sharif, with strong community
participation element and incorporating the development and
application of a GIS package now marketed internationally.
11. Metropolitan Development Planning - Bangladesh,
(BGD/88/052) - Support for a range of plan production levels
in the two major cities of Dhaka and Chittagong, with a
heavy GIS component, involving installation of a GIS
facility in a technical university in addition to in-house
facilities in the Development Authorities in each city.
12. Strengthening Capacities for Urban Management and
Human Settlements Sector Planning - Bhutan, (BHU/96/004) -
Updating national sector review and formulation of human
settlements strategy in parallel with support for
development planning in the two major cities and with
policy/legal reforms for land administration and municipal
finance, supported by installation of GIS facilities with
associated in-country and overseas GIS training programme.
13. Strengthening Institutions Responsible for Planning
and Implementing Urban Development - Lao PDR, (LAO/89/002) -
Developing the technical capacity for urban planning,
incorporating a major component for establishing an in-house
digital mapping facility as the basis for an urban GIS using
small format aerial photography.
14. Yangon City and Regional Development - Myanmar,
(MYA/85/016) - Addressing critical issues in housing
delivery, planning methodology and water/sanitation systems,
supported by the establishment of a GIS unit involving an
intensive training programme.
15. Strengthening of the Planning Process: Karachi
Master Plan 1986-2000 - Pakistan, (PAK/86/029) - An
innovative approach using mathematical modelling for
development planning based on exhaustive data collection,
and processing, and supported by digital mapping.
16. Development of Land Information Database -
Singapore, (SIN/87/003)
- Assistance in standardising databases and information
systems and the introduction of the necessary technical and
administrative mechanisms to facilitate pooling and exchange
of data; integrating topographic, land use and
infrastructure information.
17. Landslide Hazard Mapping - Sri Lanka (SRL/89/001) -
Providing information on degree of hazard for homestead and
marginal lands, with early detection training and
socio-economic surveys among residents in landslide-prone
locations. Opportunities for developing specialized GIS in
project follow-on activities.
18. Regional Urban Development Programme - Thailand,
(THA/93/003) - Supporting the implementation of national
decentralization policies through a wide-ranging programme
of training and advisory services, including the
establishment of GIS pilot facilities in selected secondary
cities.
19. Strengthening the Capacity for Utility Mapping in Ho
Chi Minh City - Viet Nam, (VIE/93/014) - Training,
in-country workshops, international short-term fellowships
and advisory services in support of GIS institutional
development, installation of GIS facility and the
implementation of integrated GIS pilot areas as basis for
formulating city-wide utilities mapping and data management
programme.
20. Strengthening the Capacity for Urban Management and
Planning in Hanoi and Ho Chi Minh City - Viet Nam,
(VIE/95/050, VIE/95/051) - Supporting the multi-sectoral
planning and investment programming process in each city,
and developing participatory project design and
implementation capacities, together with the establishment
of networked management information systems linked to the
expansion and refinement of existing pilot GIS facilities.
LATIN AMERICA AND THE CARIBBEAN
21. Assistance to GIS Development in the Eastern,
Caribbean, (CAR/91/F02)
- Reviewing status of information systems, developing
proposals for GIS system configuration, while building on
the earlier Caribbean Human Settlements Programme
(CAR/89/006) and assistance to the British Virgin Islands.
22. Physical Planning and Environmental Conservation -
Antigua and Barbuda, (ANT/92/001) - Establishing
intersectoral consultation mechanisms and assessment of
information needs leading to setting up GIS facility,
together with preparation of special area plans and review
of development control procedures.
23. Urban Development of El Alto City - Bolivia,
(BOL/88/020) - Improving environmental and service
conditions, assessing needs and sources for databank,
establishing computer centre and GIS with new map production
and urban cadastre system capability.
24. Pilot Project for the Development of Spatial Data
Bases - British Virgin Islands, (BVI/91/001)- Demonstrating
GIS applications including mapping and automated management
services, leading to installation of digital spatial
database and graphics workstation.
25. Physical Planning - Grenada, (GRN/91/001) -
Preparing base maps using satellite imagery in support of
formulation of national spatial development strategy and
environmental impact assessments.
26. Land Titling - Jamaica, (JAM/86/008) - Upgrading of
facilities of Lands office and Registry of Titles, with
setting up of computerized land information system.
27. Strengthening Town Planning Department - Jamaica,
(JAM/90/009)
- Preparing urban plans and national spatial development
strategy, improving town planning and building legislation,
establishing network for land information and installing
computerized system for managing planning information/data.
28. Standard Cadastre System for the Municipal Level -
Nicaragua, (NIC/92/002)
- Developing institutional mechanism and legal framework,
including property taxation system, and setting up
integrated system of digital cadastral maps.
29. Data Management for Town and Country Planning -
Trinidad and Tobago, (TRI/86/006) - Developing and
installing a computer-based planning system together with
personnel training.
ARAB STATES AND EUROPE
30. Assistance to the Preparation and Finalization of
the National Land Use Plan - Bahrain, (BAH/87/002,
BHU/89/F01) - Preparing National Plan to year 2000, in
context of institutional strengthening, with training in
micro-computer applications in human settlements planning
and management.
31. Sustainable Growth and Development in Ismailia -
Egypt, (EGY/91/030)
- Formulating strategies and action planning,
establishing environmental information system and producing
updated mapping based on satellite imagery.
32. Institutional Support to Dubai Municipality - UAE,
(UAE/92/002)
- Complementing and maintaining momentum of earlier
phase, designed to comprehensively address urban management
with emphasis on organizational and staffing structure, with
management improvements to wide range of service
departments, including land administration supported by GIS
development.
33. Computer System for Ministry of Public Works and
Settlement - Turkey, (TUR/88/F01) - Establishing
coordination mechanism for computerization and needs
assessment, specifying and installing hardware/software,
supported by training programmes.
34. Assistance to Areas Affected by Chernobyl Accident -
Belarus, (USR/91/F01)
- Assisting Town Planning Institute in revising
territorial development plan, introducing advanced
technologies and methods and setting up computer-based data
management for town planning.
D. Selected Project Descriptions
The following eleven examples are taken from the list of
UNCHS (Habitat) projects in order to demonstrate the manner
in which the GIS or related data management components can
either constitute the sole function of a project, such the
Liberian, Nepal and ESCAP cases, or can form important
support functions such as in Afghanistan, Bangladesh and
Pakistan. Use of GIS in special emergency circumstances is
also described in the case of Afghanistan and Liberia. A
further example of a stand alone UNCHS (Habitat) GIS project
is that supporting utilities mapping in Ho Chi Minh City,
described in another conference paper: "Transferability of
the Qatar Enterprise GIS Model - Experience in Viet Nam and
Jamaica". Two cases of projects executed by UNOPS and one
by ESCAP are used to supplement the UNCHS (Habitat)
material.
Rather than concentrate on the GIS technical content,
each description provides a degree of development background
and emphasises the overall project operational context. In
this way, an attempt is made to gain some understanding of
the way in which often highly complex projects integrate GIS
as a supporting service for achieving broader objectives.
It will also serve the purpose of identifying future
openings for the introduction or strengthening of GIS
activities. This would particularly apply to the global
Urban Management Programme.
Development of GIS and Development Applications -
Liberia
This project, executed in early 1996 by the UN Office for
Project Services (UNOPS), was designed to meet the needs of
basic planning information for humanitarian relief and
reconstruction projects. Previously, the aid community
based in Monrovia was relying on maps redrawn by hand each
time updates were needed for project activity plans. There
had been no way to effectively analyse the spatial
relationships of critical factors influencing reconstruction
efforts.
Using the Africa Data Sampler (ADS), a digital database
developed by PADCO (the consultancy company involved) for
the World Resources Institute, it was possible to establish
a networked GIS with three workstations and a baseline
data-base within one month, and to then quickly create new
geographic data files by linking additional data from local
sources, such as the numbers of displaced populations in
Camps, to geographic features from ADS baseline data files.
Throughout this process, Liberian UN staff were trained in
basic GIS operations, such as data entry, data editing,
spatial analysis, and map production.
This new UNOPS GIS was rapidly becoming the central
information system within the Liberian humanitarian
community. UN agencies and non-governmental organizations
(NGOs) were bringing their data to UNOPS to be incorporated
into the GIS in order to meet their specific information
needs. By the end of the second month of the consultancy,
at least 35 agencies had received more than 250 copies of
maps produced by the GIS, describing such information as the
geographic distribution of relief activities by sector and
agency, the distribution of internally displaced
populations, and the location and condition of basic
infrastructure, such as roads.
Following the April 1996 renewal of the civil war, most
of the humanitarian assistance infrastructure, including the
offices in Monrovia containing the GIS equipment was
destroyed. Pre-fighting data sources were rendered obsolete
by the changes in the distribution and densities of refugee
populations. National staff trained in GIS applications and
operations had fled Monrovia or left the country. Despite
these setbacks and in the face of the need to carry out new
surveys, to form a new team and re-establish the GIS
facility, the expert involved made the following statement
later in the year having been forced to leave and evacuated
by the US Air Force.
"On the positive side, the experience of applying PADCO
GIS capabilities to Liberia's relief and reconstruction
effort before fighting resumed showed how much GIS
technology has to offer these types of situations.
Unfortunately, violent civil unrest and refugees have become
more frequent around the world. Nevertheless, all civil
unrest shares two things, whether in Liberia or anywhere
else in the world: there is less relief assistance available
than is needed, and the spatial characteristics of the
country's needs constantly change because of the fluidity of
the situation. Therefore, for the international
humanitarian community to have any reasonable level of
success in dealing with its relief efforts, it will need to
improve its ability to quickly develop, update, and apply
strategic information to direct its limited abilities to
those areas with the greatest need and greatest potential
for success. The work for UNOPS in Liberia showed that this
can be done quickly and effectively using the capabilities
that GIS offers. We are hopeful that this approach can be
applied to similar situations to provide information needed
to increase the effectiveness of humanitarian relief and
reconstruction efforts."
Afghanistan Urban Rehabilitation
Programme
This programme executed by UNCHS (Habitat) involves a
wide range of partners including both bilateral aid
organisations and other UN agencies. Building on previous
activities started in 1988, the current programme is based
on the premise that well-conceived rehabilitation assistance
can serve as an instrument of reconciliation between
communities affected by conflict. The primary objective is
to support an indigenous process of repair and recovery in
the cities of Kabul, Herat and Mazari Sharif. In response
to a complex set of needs, two tiers of activities are being
undertaken. The Neighborhood Action Programme provides
support for community-managed and implemented small-scale
improvements to water supplies, access and drainage,
creating employment through labor-intensive construction
methods. In parallel, the Infrastructure Repair Programme
supports priority medium-scale works in close collaboration
with government technical departments, addressing not only
immediate needs but also developing urban management
capacities within the affected institutions.
Compared with many such rehabilitation programmes,
mapping as a tool for planning and analysis is particularly
advanced. Its uses range from conventional topographical
and engineering applications to more community-oriented
initiatives.
Special GIS software was developed in the field in
Afghanistan and also in collaboration with several other
institutions, notably the World Conservation (IUCN) and the
Centre Agronomic Tropical del Investigation del Ensenanza
(CATIE). Known as the Map Maker project, this now has
registered users in 38 countries. The brochure publicising
Map Maker has the sub-title instruction of:
PLEASE PIRATE THIS SOFTWARE
It is free for non-profit making organisations, students
and academics, and is described in the brochure as:
"A simple Geographical Information system (GIS) designed
to allow non-expert users to create and manipulate maps.
Using a variety of tools you can navigate around the map,
measure distances and areas, draw polygons, lines, and
symbols, and display and edit data. Graphic objects on the
map may be related to data in a database, and databases may
be created directly from the map. You can print maps
directly onto any printer or plotter fully supported by
Windows 3.1, and you can produce images for inclusion in
documents produced using compatible Windows word processors,
such as Microsoft Word, Word Perfect, and Lotus Ami-Pro."
"You can use scanned images, in color or black and white,
import vector graphics as DXF files from many programme such
as Suto CAD, or import other vector formats from ArcInfo,
Atlas GIS, MapInfo. or WHO's EpiMap. In addition, Map Maker
has a number of tools to help you make your own field
surveys. Users with no previous experience of surveying can
map a field, a forest path, an urban development, or objects
on an archaeological site"
"Interactive "hyper-maps" can be created by linking maps
to text or third party programs, enabling users to design
educational tools and "expert" systems."
"People with full access to Internet may download the
programme files of Map Maker. There are also demonstration
files and simple base maps of most of the countries of
Africa, Asia and Latin America. Since Map Maker was put on
the World Wide Web in April 1995 over 6,000 people have
logged onto the World Wide Web site. Many of the registered
users have distribute copies to colleagues and students who
do not have their own access to Internet."
Within an overall current value for the Afghanistan
programme of some $8 million, (covering capital investments
and technical assistance), the expenditure on software
development was around $35,000, with hardware purchases
$20,000, initial training $5,000, ongoing GIS training and
institutional development $20,000.
All copies of the Map Maker program and documentation may
be copied freely Enquiries should be sent to:
Eric Dudley
64 Tenison Road, Cambridge, CB1 2DW,UK
Fax : 44-1223-350349
E-mail eric@dudley.win-uk.net
The Visual Settlement Planning Approach
Starting in 1991, UNCHS (Habitat), in cooperation with
the Technical Research Centre of Finland (VTT), developed a
new approach for urban planners called "Visual Settlement
Planning" (ViSP). This work, which started originally as an
urban planning exercise, also serves new areas closely
related to urban planning, such as disaster management. It
incorporates both statistical and graphical data into a
portable format using a micro-computer workstation which
includes as its basic components a high-resolution screen,
optical memory drive, multicolour scanner, slide scanner and
multicolour printer/plotter. UNCHS (Habitat) has helped in
building the user interface for developing countries, making
it possible for planners to operate the system with a
minimum of training.
The VisP approach, using off-the-shelf hardware and
software, can use satellite images, aerial photographs,
normal slides and photographs, and video images as input
thus advancing the traditional methods of physical planning.
Also contour lines can be put in over an aerial photo, video image
or satellite image. Explanatory text can be shown on the
images such as areas prone to flooding, land slides or lava
flows, and components can be highlighted for example by
numbering buildings. Close-ups can also be imaged, or maps
brought in from AUTOCAD or MIPS to overlay the video image.
Using a "paintbrush like" facility, the picture can be
retouched, for example by pointing out buildings which would
easily collapse in an earthquake or by drawing a scenario of
a major disaster over a high-risk residential area.
Global Positioning Systems can be linked to ViSP for
accurately locating buildings, bridges and other landmarks.
This frees the user from the problem of not being able to
link the images and photos to the coordinate system.
Geometrical image rectification can be done before the
digitizing work from full-color images is started.
The material generated can be viewed on the computer
screen, through a video projector, a normal multi-system
tv-set, or printed out to share with other planners,
decision-making bodies, and the community. Possibilities
for increased community participation, public awareness and
the constant monitoring of squatter settlement growth are
introduced and the system is specifically designed to be
used in projects dealing with
- urban management,
- physical planning,
- squatter-settlement upgrading,
- geographical information systems (GIS), and
- disasters (natural or man-made)
ViSP is being field-tested in Kenya and Brazil through
the UNCHS Settlement Upgrading Programme (SUP), a global
initiative in partnership with the Government of Italy. The
medium to long-term objective is to set in place a GIS and
thematic mapping capability for settlement improvement
projects and disaster mitigation in urban areas of
developing countries. It is envisaged that this capability
will be available at UNCHS (Habitat) in the form of a mobile
unit and that the new technology will be made available free
of charge to interested member countries.
The implementation strategy that has been adopted for the
Kenya test is to build on the work already done by the Kenya
Pilot Project (KPP), part of the City Data Programme. The
KPP is currently being executed in eight pilot cities in
Kenya.
The Brazilian Government enquired in 1993 about the
possibility of using ViSP in its foveola (informal
settlement) upgrading programme, one of the main components
Brazil's national housing policy. A mission was sent to
Brazil and ViSP demonstrations were held in the cities of
Belo Horizonte and Salvador - the latter during an
international seminar on settlement upgrading.
The necessary arrangement are being made for the
selection of Belo Horizonte, the capital city of the
Brazilian State of Minas Gerais, as one of the pilot cities
of SUP. In the significant effort that has been made by
Belo Horizonte in the last ten years to upgrade its foveolas
(which has involved the development of an original computer
application), the Italian Government has been an important
partner. A major new development in this partnership is the
upgrading project known as Alvorada, which was launched in
1994, with the involvement of the University of Bologna and
of the Italian NGO, AVSI.
The settlement upgrading activities of Italian
development Cooperation in Belo Horizonte are offering a
window of opportunity for joint development work. SUP is
already informally providing technical guidance for the
purchase and installation of ViSP equipment by the Alvorada
project. It is envisaged that a Brazilian technician will
take part as an intern in the field testing of ViSP in
Kenya. Furthermore, after the formal designation of Belo
Horizonte as a SUP Pilot City, joint research work with the
University of Bologna and Brazilian counterparts is being
carried out with the objective of developing an integrated
computer application based on ViSP for settlement upgrading.
The ViSP press release:
UNCHS (HABITAT) Introduces Innovative
Monitoring And Planning Tool
Are the environmental authorities of your country faced
by any of the follow challenges?
- The uncontrolled expansion of cities is leading to
contamination of soft, water, air pollution or loss of
vegetation.
- The vegetative cover of an area has changed and new
detailed information is needed for the purpose of
soil- conservation activities.
- A natural disaster has suddenly affected a settlement
and urgent action is needed to assess the area of impact
and to plan for rehabilitation and reconstruction.
- An industrial accident has contaminated a large area
which needs to be cordoned off and plans need to be
developed for do-contamination and rehabilitation.
If your answer is positive, then the environmental
authorities may find quick and inexpensive help from the
United Nations Centre for Human Settlements (Habitat).
UNCHS (Habitat) has introduced a new approach called ViSP
(Visual Settlement Planning), which also has a potential to
help in solving environmental problems. The leading
principle of ViSP is the ability to combine large quantities
of various data in very compact
form on optical disks. Satellite images, aerial
photographs or video films, slides, paper maps, statistics,
text, drawings ect. can be used and freely enlarged or
reduced in size, or superimposed on each other.
The system components are not novel in themselves, but
the approach, which was originally developed by the
Technical Research Centre of Finland (VTT), presents unique
package of commercially available hardware and
software using optical disks for data storage. The
system costs are remarkably less than those of earlier
components with equal functions. The configuration can
be acquired today at $US 40,000, while advanced input/output
facilities would bring the cost up to US$75,000.
The ViSP approach was originally launched at the
thirteenth session of the Commission on Human Settlements at
Harare in April/May 1991 and its use has since been
demonstrated in local conditions in several developing and
developed countries.
As with all modern microcomputer systems, ViSP is
transportable and user-friendly. Training of personnel can
take place in a few weeks and no previous experience in
using computers is required. Imagery is entered into the
system in a few days or weeks, depending on the size of the
exercise. The basic hardware for one workstation is a
standard IBM-compatible portable or desktop microcomputer,
which is complemented by an optical memory drive, a graphics
board, multisync screen, a scanner and a graphics printer.
UNCHS (Habitat) suggests ViSP for use in projects in
urban management, squatter-settlement upgrading land
inventories and physical planning. Many tasks that used to
take months or even years, can now be carried out in much
shorter time. A major advantage is that the planning
process can be started on the basis of images even in the
absence of any base maps. When a ViSP workstation is fully
operational and all data have been entered, various charts,
drawings or plans of target areas can be produced in a very
short time. The flexibility of this new approach makes it
possible, and even easy - for decision-makers, news media,
NGOs etc. to visualize various planning alternatives and
this promote public participation to an unprecedented level.
Strengthening Institutions Responsible for Urban
Development
- Lao People's Democratic Republic
Within this broad-based UNDP/UNCHS (Habitat) project
addressing planning systems and human resource development,
a subcontract was commissioned for Base Map Production and
Small Format Aerial Photography (SFAP). This involved
in-service training and overseas study visits and the
establishment of a production unit within government,
including equipment/software procurement. The set of tasks
identified in order to achieve the development of the
technology was:
- data acquisition needed for maps using SFAP
- transfer of data to map forms with digital methods and
PCs
- providing ground control survey information,
- production of appropriate large-scale town maps with
PC technology, whether thematic maps for town planning and
cadastre purposes, or geodetically accurate maps for
utilities planning and land/plot readjustment projects, by
a) direct digital transfer from enlarged aerial photography
and b) high survey accuracy maps using the ADAM MPS-2.
Mapping outputs have directly supported the plan
formulation for the historic capital, Luang Phrabang, which
contributed to the designation by UNESCO of this town as a
World Heritage Site, and also the detailed rehabilitation of
an area within Vientiane, the modern capital. Both the
mapping system, which allows overall control by the in-house
planning institute team (using helicopter and light
aircraft) and the historic conservation programme for Luang
Phrabang were selected as global best practices for the 1996
Istanbul Habitat II Conference.
Although the training and initial production process was
successfully accomplished as a sustainable process, the
subcontractors noted in their 1994 final report the need to
enhance capacities for applying the system to wider GIS/LIS
applications, particularly with respect to land titling. It
was also pointed out that, as is often the case in such
projects, town planning sections and the map projection unit
needed to more closely integrate their functions to achieve
maximum advantage from the new techniques, and that
government would need to consider adjusting job descriptions
and the salary scales to take account of the new skills
obtained and the increase in institutional capacities.
Karachi Master Plan, 1986-2000
This UNDP/UNCHS (Habitat) project, completed in 1991,
provided technical assistance to the Karachi Development
Authority (KDA) in refining the planning process and
adopting new tools which would make the process more
responsive and dynamic in the face of physical and
socio-economic change. The new approach and tools are based
on a computerized set of urban indicators and an urban
growth model which can be used to project impacts under
varying policy assumptions.
The local and city-wide information in the database
enabled a series of models to be effectively developed,
simulating the growth of Karachi through the year 2000 under
three basic scenarios; trend, expansion and consolidation.
Evaluation resulted in consolidation being selected as
providing the best chance of achieving the city's
development objectives. Using this scenario, broad policies
and more detailed strategies were proposed.
During project formulation, government recognized that
the inadequacies in urban mapping for Karachi posed a severe
constraint to the urban development and management process.
The KDA was therefore also assisted by the project in the
acquisition of modern mapmaking techniques and equipment
using a combination of traditional and new computer-based
digital methods.
A set of 18 urban indicators was designed and presented
as Zonal Profiles for all 58 of the city's planning/analysis
zones. Specific modelling covered land use demand/supply,
infrastructure/utilities and financial summaries. All
models were implemented using standard spreadsheet software.
Although the original description of outputs to be
produced included an operational digital-based mapping
system to replace the existing mapping, as is often the
case, it was found that the mapping system was not
well-established and productivity remained (even by the
close of the project) far below the potential. As an
ambitious project where a GIS initiative was a subsidiary
component serving a complex mathematical modelling system,
some of the lessons identified in evaluating the overall
implementation experience were:
- The need for more than just the provision of equipment
for the Land Survey Unit to reach satisfactory production
levels. It was unrealistic to expect staff (whether local
or international) with no prior experience in digital
mapping to establish an effective facility within one to
two years, and without having intensive experience in
managing the technological and institutional processes
involved in changing mapping systems
- The effects of security restrictions which deny access
to maps and prohibit the publishing of maps.
- The importance of convincing officials to accept the
development philosophy that information should be freely
shared without bureaucratic or price barriers. This
problem was seen as stemming partly from shortage of
resources (it is difficult to give away freely what one
has spent money on to acquire and process), and partly
from the highly competitive operating environment of
government agencies within the city.
Recommendations at the close of the project included
further technical assistance in order to enhance
sustainability in the following areas:
- Upgrading of the computer database to refine certain
operational aspects and to introduce modifications as
required for the next annual planning cycle
- Digital mapping, with the provision of a resident
adviser
- Definition of Immediate Action Programmes
- Remote sensing, with advice on urban land use analysis
and mapping using SPOT data, and on establishing
institutional and procedural linkage with the Pakistan
national space agency, SUPARCO.
The project budget covering the UNDP contribution over
four years was US$1.7 million, of which all types of
equipment accounted for US$328,000, technical assistance
subcontracts: US$803,000 and other individual
advisers/consultants US$370,000.
Metropolitan Development Planning - Bangladesh
This UNDP/UNCHS (Habitat) project has been one of the
UN's major urban interventions at the country level,
designed for a five year implementation period with a UNDP
contribution of US$ 6.6 million. The aim was to support the
cities of Dhaka and Chittagong in preparing integrated
development plans, priority sectoral master plans and
selected detailed area plans. These outputs were supported
by an in-country and international training programme and
the establishment of management and planning information
systems. The project closed in early 1996. Separate GIS
facilities were set up in each city and in a technical
university.
In order to provide a summary of the achievements and the
lessons learnt with respect to the GIS component, the
following edited extracts from final reports are provided.
a) Considerable early effort was necessarily focused on
Dhaka map and satellite data conversions, and map production
to support plan preparation. This occupied much of the GIS
trainers' time, but was a prerequisite to carrying out a
training and work programme using actual field data. For
example, census data is spatially distributed using outdated
maps (70 years old) that are not geo-referenced; greatly
complicating development of a GIS data base. When
completed, however, this work was transferred to Chittagong,
thereby benefiting both systems.
b) While the GIS has certainly not reached its potential,
it has achieved substantial results when all relevant
constraints are considered. These include inter alia,
overall system complexity, late equipment delivery, data
incompatibility and conversion problems, late assignment of
technical positions, personnel not assigned as recommended
by consultants and UNCHS, part time availability of
counterparts intended full time, and insufficient
counterpart commitment to training and practice
opportunities. However, it is doubtful that much would have
been achieved beyond installation of equipment if no more
than the original inputs had been provided. To their
credit, the subcontractor's additional unprogrammed GIS
inputs have been the deciding factor.
c) The GIS equipment at Chittagong was installed in
August, 1993, but did not become fully operational till
January 1994 due to delays in equipment procurement, customs
clearance, installation and replacement of some pieces of
damaged equipment. Training resources for Chittagong were
neither adequately funded nor planned, and logistics of
scheduling training from Dhaka was never satisfactory.
d) The lack of resources to enable the continuous
Chittagong presence of a GIS trainer compromised the
effectiveness of the system for which considerable
investment has been made. With the early exhaustion of the
Dhaka subcontractor's GIS training resources, efforts were
made by UNCHS project management to strengthen GIS training,
but the difficulties of recruiting a qualified trainer
(these skills are still scarce in Bangladesh and are
concentrated in Dhaka) were never fully overcome. Steps
have been taken to attach the GIS to the main organization
and a proposal was sent to government accordingly. However,
the most experienced GIS technician could not be recruited
in time and has since left the project.
e) On the positive side, the system has been used to
computerize graphic documents, maps and other
project-related data, mainly for the planning component and
to a lesser extent in the transportation component.
However, the best use of the system in Chittagong has been
to make up-to-date base maps at 1:50,000 scale and some
thematic maps using satellite imagery (SPOT) procured by the
project. The GIS outputs have helped to develop an
understanding of some of the system's benefits among the
counterparts and the development authority officials and a
similar system has been set up by the Chittagong water
authority drawing upon the outputs and experience of the
project GIS facility.
f) Overall, however, Chittagong's GIS system has not met
its potential, either in its use by the consultants or by
the counterparts (for want of training). The inability of
the Dhaka subcontract to mount a systematic and sustained
training programme has seriously constrained the development
and effective use of GIS in Chittagong and without further
resources and commitment by government, its sustainability
is in doubt.
g) The GIS facility is mainly a service-oriented unit and
there is great demand on its resources from both within the
project team and outside agencies. This has created
problems in the assignment of priorities over requested
products as these came from the offices of national project
officer as well as the UNCHS Chief Technical Adviser.
Though there was an understanding that non-project
activities should get least preference, this did not always
happen. The problem got worse in the absence of a defined
hierarchy in the GIS team. A chain of command needs to be
established.
h) One of the objectives of including a university
department in the project was to provide institutional
support to GIS activities of planning organizations. The
department did not have any faculty/staff with adequate
background in GIS. The department has not been able to
avail itself of the offer of GIS training through the
project due to faculty/staff involvement in core teaching
activities. Besides, the department is handicapped by the
lack of GIS software ARC/INFO, which has not been provided
under the project, due to the reason that the university's
main computer centre retain keys for ARC/INFO. It was
understood that the department would be able to obtain or
loan a license (key) from the computer centre.
Unfortunately, this has not been possible in spite of
several meetings involving the Vice Chancellor of the
university and UNCHS. The UNCHS project office offered to
procure an ARC/INFO key for the department for a notional
fee through courtesy of Bangkok-based UNEP/GRID at the Asian
Institute of Technology (AIT). This has not happened.
Hence, a formal training program for the faculty/staff of
the university has yet to take place.
Dubai Municipality
Integrated urban management reform programmes in Dubai
were initiated in 1986 with the assistance of UNDP/UNCHS
(Habitat) for the "Institutional Support to Dubai
Municipality" project. This project was designed to
contribute towards the streamlining and rationalization of
the organizational and staffing structure and to the
comprehensive improvement of working methodologies and
procedures, in order to increase the Municipality's overall
efficiency and cost-effecturness.
It was also formulated with a view to achieving increased
self-reliance through the application of improved and
dynamic personnel policies, including clear regulations, job
descriptions, salary scales and performance appraisal
practices - supported by a vigorous programme for
identifying suitable local staff as well as providing
assistance in human resource planning and development.
The project was further required to improve internal
coordination and control mechanisms adapted to realistic
objectives and effective monitoring systems. It is also
expected to help satisfy the specific needs within the
Municipality of certain complex technical services, such as
land surveying, urban planning, transportation and
environmental protection.
The objectives are being met by progressively
strengthening the institutional capabilities of the
Municipality through the incremental implementation of a
planned sequence of adjustments and innovations. Approved
recommendations are introduced while other needs and problem
areas are still being examined, thereby maximizing impacts
of the project and sustaining its momentum. The success of
this approach rested primarily on the positive support of
top management. Continuing interest at this level in the
project's outputs, and decisiveness in acting on
recommendations were prerequisites for achieving objectives.
A second precondition was the ability of the project to identify and
enlist talented nationals receptive to innovation, who would
apply themselves to new working practices, procedures and
relationships.
Within this context of broad-based urban management
reforms, and with the project's land survey consultancy in
1986 serving as a significant entry point and stimulus,
Dubai is effectively establishing an organisationally
well-integrated GIS service.
The decision to embark on GIS technology was taken in
1988 when the Information Technology Centre acquired an
Intergraph graphics facility. The main interest in using
this for the automation of workflows was generated by the
Planning and Survey Department, and in particular the Survey
Section which initiated work during 1992 and 1993 on a pilot
study area where the GIS was tested for practical use by the
Municipality.
An international seminar was held to discuss operational
implications and recommended that the digital base map for
topography, cadastre and planning should first be completed,
that a GIS committee structure should be established
(Steering Committee and Applications Committee), that GIS
specialists should be recruited at the Administrative
Development Office and the Information Technology Centre,
and that GIS cells should be created throughout the
Departments and Sections concerned with automation in their
daily work programmes.
Since 1994, the information system of the Planning and
Survey Department has been strengthened and the hardware and
software situation improved. This department has its own
server linked to that of the Municipalities computing
centre. Each staff member of the department has access to
networked computer facilities.
The digital cadastral data permit partial automation of
the issue of site plans and affection plans. The
department's planning sections are now preparing new area
development plans using digitized map data overlaid by
up-to-date digital orthophotos. Automation of certificates
has been implemented for property documents for new areas,
and the next steps for 1996/97 involve the introduction
of application-oriented data collection programmes for
socio-economic, traffic, police and health operations, and
for the integration of the requirements of utilities
planning, implementation and management.
Yangon (Rangoon) City and Regional Development Project -
Myanmar
Within the framework of a programme of feasibility
studies to address structure planning, major urban
environmental issues and housing delivery systems, this
UNDP/UNCHS (Habitat) project incorporated a data management
component, implemented during 1992. Activities included
converting existing planimetric mapping into a digital map
(with partial use of SPOT imagery), advising on the creation
of digital thematic maps, training of government staff in
use of software and administering the installed systems, and
the briefing of officials on the new information technology
to support urban planning and management.
With respect to the basis for the thematic mapping, the
layer design was developed from the UNCHS/UNDP Karachi
project experience and from previous work by the GIS
consultant in Ghana and the British Virgin Islands. The
Yangon Region Map was defined as a drawing file consisting
of up to 146 layers.
Within UNCHS (Habitat) the particular significance of
this project as a case study for GIS was the effectiveness
of the training - the personnel of the unit concerned being
its greatest asset. High levels of background
qualifications and technical proficiency in English were key
prerequisites for rapid and thorough capacity-building. In
addition to the training of the ten core users,
non-professional technical staff provided an efficient pool
for data entry and digitizing. Formal applications training
consisted of an eight-week AutoCAD course supported by the
project and conducted by a local firm specializing in
microcomputer applications. By the time of the arrival of
the consultant (who conducted briefings, on-the-job training
and workshop presentations during his three month input) all
the concerned staff were already technically proficient in
the use of the applications software then available in
the unit.
Critical issues identified at the end of the GIS
consultancy concerned inadequate electrical power to protect
the continuing build-up in hardware, hardware limitations
arising from multiple types of systems, the need to develop
local supplies of consumables, and the related issues of the
application of GIS capability to planning decision-making
and the diffusion of GIS skills and planning tools to a
broader community of users.
A further area of concern related to the need for basic
statistical training to ensure that the team could interpret
and use the outputs from the SPSS computer runs.
Familiarity with SPSS software had been imparted but
knowledge of applied statistical terminology and methodology
was lacking.
Strategy for a National Geographic Information and
Analysis Network - Nepal
Technical and Institutional Review of the National
Planning Commission - Nepal
These two activities were executed by the UN office for
Project Services (UNOPS) in 1992 and 1994. Both provided
advice to the Nepal National Planning Commission (NPC) under
the umbrella of the UNDP-funded Strengthening Decentralized
Planning Project, for the design of a framework and
guidelines for the development of a national GIS network.
In the first stage the technical assistance team identified
the most appropriate equipment and software, the best
approach for managing the use of GIS by government agencies,
and the design of an infrastructure-based application for
national policy level analysis.
The follow-on technical assistance concentrated on the
institutionalization of the NPC's GIS facility as the
nucleus and leader in the development of GIS and associated
information technologies for the political and
administrative decentralization process in Nepal. The
current setting for GIS was investigated and advice provided
an appropriate options to be addressed as follows:
- feasibility of establishing NPC's GIS facility as an
effective and sustainable support institution for expanding
the use of GIS in Nepal,
- ways to effectively link national policy makers, GIS
service providers, and end users to improve the acceptance
of GIS products for decision-making,
- ways to improve handling of large databases, to
enhance compatibility with GIS, and to improve analytical
capabilities,
- development of data maintenance procedures and
software tools,
- improved methodology for GIS project management,
- appropriate means for disseminating methodological
information on GIS among all users in Nepal and with
organizations located outside Nepal,
- improved computer systems management at the NPC GIS
facility, and
- options for decentralized use of GIS to enhance the
capacity of self- governing authorities to use information
technologies.
Following completion of the assessment of the options for
institutionalizing the NPC GIS facility, the advisory
services researched and documented relevant information
regarding hardware configurations for computer and
associated peripherals and software systems available for a
number of applications, including land records management,
utilities management, and visualization for display and
analysis of spatial data.
The Urban Management Programme
The Urban Management Programme (UMP) is a long-term
global technical co-operation programme designed to
strengthen the contributions that cities and towns in
developing countries make toward economic growth social
development, the reduction of poverty, and the improvement
of environmental quality.
To achieve this, the UMP works through regional offices
and networks in developing countries in the following five
areas:
- Urban land management.
- Urban infrastructure management.
- Municipal finance and administration.
- Urban environmental management.
- Urban poverty alleviation.
The programme is a partnership of the international
community and involves a broad range of actors in developing
countries at the regional, national, municipal, and
community levels. UNCHS (Habitat) is the executing agency,
the World Bank is the associated agency, and the United
Nations Development Programme (UNDP) provides core funding
and overall monitoring. Fifteen bilateral and multilateral
support agencies belong to the UMP partnership.
UMP's first phase of activities (1986-1992) focused on
the development of "generic" policy frameworks, discussion
papers, and tools with global validity and applicability.
The most important lesson learned during Phase I was the
essential cross-cutting nature of urban management and of
the five component areas of the programme. The addition of
urban environmental management and urban poverty alleviation
as programme themes in, respectively, 1990 and 1991,
highlighted this fact by focusing attention on the
interrelatedness of the other components and the importance
of ensuring that they are worked on as linked facets of the
same complex of issues. Land issues, for example,
inevitably involve consideration of the effects of and
requirements for infrastructure on land use and prices.
Similarly, provision of infrastructure of environmental
services raises questions of municipal finance and
administration, poverty alleviation involves reviewing
service standards and financing.
UMP's Phase 2 (1992-1996) was directed toward translating
the results of this synthesis of experiences into
operational programmes and policy action plans at national,
provincial, and city levels.
Three operating principles characterise the current phase
of the programme.
- It is demand driven.
- It is operationally decentralised, relying upon
regional networks of expertise.
- It brings together the creative efforts and experience
of the international assistance community in urban
management.
The ultimate beneficiaries of the programme are the
citizens of cities and towns in developing countries,
particularly the urban poor, who would benefit from a more
participatory, transparent, and accountable system of urban
management. Intermediary constituents include officials in
central and local governments, professionals in the private
sector involved with urban management, officers and staff of
non-governmental organisations (NGOs) and community-based
organisations, and research and training institutions in
developing countries specialising in urban management.
Programme activities were developed and supported through
UMP's four regional offices in Accra, Ghana (for Sub-Saharan
Africa): Cairo, Egypt (for the Arab States): Quito, Ecuador
(for Latin America and the Caribbean): and Kuala Lumpur,
Malaysia (for Asia and the Pacific).
Operating through these regional offices, UMP promotes
coherent urban policies, strengthens urban management, and
enhances the provision of municipal services by harnessing
the skills and strategies of regional networks of experts,
government personnel, communities, and organisations in the
private sector. The programme relies on two mutually
supportive processes to facilitate capacity building in its
five thematic components.
1. City and Country Consultations. These bring together
national and local authorities, the private sector,
community representatives and other stakeholders
within a country to discuss specific issues and solutions to
key urban problems. In so doing, thematic policy
framework papers, discussion papers, and tools developed
during both phases of the programme are used as starting
points for discussion. Consistent with the programme's
commitment to "articulated demand" consultations are held at
the request of a country or city and are intended to
provide a forum for discussion of a cross-section of
issues. This generally results in a concrete action plan
for policy programme change.
Todate, 102 UMP-supported city and country
consultations have been under- taken, are currently
planned, or will be under way in 1996.
2. Regional Networks of Experts. These networks -
comprised of experts with backgrounds in the five UMP theme
areas - provide technical advice and co- operation to
assist in facilitating the implementation of action plans
and the mobilisation of resources as a follow-up to
consultations. Typically, these regional experts become
the foundation of the human resource base in the
programme after having participated in several country or
city consultations in their specific area of competence.
During 1995, the programme's trend toward
decentralisation continued with the work programme
reflecting activities emerging from city-and country-level
demand. The UNCHS and World Bank core teams, which
previously had a lead role in UMP activity development and
implementation increasingly worked to provide the regional
offices with management support, substantive advice,
assistance, and monitoring. Through its core staff in
Nairobi (UNCHS) and Washington DC (the World Bank), the UMP
supported regional initiatives and net-works by synthesising
lessons learned, identifying best practices, conducting
ongoing state-of-the art research and disseminating
programme-related materials.
Initially funded for a ten-year period (1986-1996), major
UMP financing was provided in 1995 by the Governments of the
Netherlands. Sweden and Switzerland The Governments of
Denmark, France, Germany, the Netherlands, Switzerland and
the United Kingdom provided programmatic support through
parallel financing. The Ford Foundation also contributed to
the programme UNCHS the World Bank and the World Health
Organization provided substantial in-kind support
Phase 3 of the UMP will concentrate on the three thematic
areas of poverty eradication, environmental improvement and
participatory governance, and will implement these themes
through (1) capacity-building at both the country and
regional levels, (2) facilitating national and municipal
dialogue on policy and programme options based on a
participatory structure that draws upon the strengths of
developing country experts and expedites the dissemination
of that expertise at the local, national, regional and
global levels, and (3) facilitating the implementation of
specific development proposals as a follow-up to country and
city consultations.
Although the UMP incorporates no specific focus area on
GIS or related mapping and information systems, activities
within each of the five themes involve cross-cutting
intensive work on managing and communicating ideas and data
with geographical attributes. Under urban land management
and urban infrastructure management, the support procedures
and institutions dealing with registration, titling,
regulations, utilisation, disposal and pricing are
addressed, and under infrastructure management: utilities
operations and maintenance, agency/authority coordination
and pricing systems. For municipal finance, there is an
involvement with resource management and tax mapping, while
environment management addresses geographical dimensions of
the "brown agenda". Urban poverty alleviation involves land
tenure regularisation , the mapping of micro-infrastructure
among low-income neighbourhoods and more responsive,
appropriate standards for land use, housing and
infrastructure.
In June 1992, a UMP urban Land information seminar was
held in Kuala Lumpur and Singapore. This brought together
suppliers and users, with 27 participants from eight Asian
countries, and resource persons from the World Bank, UNCHS
(Habitat) USAID and Signapore.
The two UMP publications which assemble selected aspects
of global urban experience in GIS are:
UMP 9 - Urban Application's of satellite Remote Sensing
and GIS Analysis.
Bergt Paulsson, 1992
UMP 10 - Utility Mapping and Record Keeping for
Infrastructure.
David Pickering, Jonathon M. Park, David H. Bannister,
1993
The first was prepared in collaboration with the Global
Resource Information Database (GRID) at the UN Environment
Programme (UNEP) and with the Sustainable Cities Programme
launched by UNCHS (Habitat). The report serves as a
practical guide to show how satellite remote sensing can be
a useful source of urban management information and to
demonstrate the benefits of geographical analysis of
available data. It focuses on operational applications in
cities in developing countries, based on a comprehensive
review of recent reports and illustrated by experience from
case studies and operational projects. It does not attempt
to cover all possible urban applications of GIS technology
or serve as a detailed manual for all possible applications
of satellite remote sensing. Rather, it offers an
introduction to the technologies, available range of
products, and various methods of analysis offered by
satellite remote sensing. With the support of the
Government of Sweden and through thr global project
"Development of Urban Environmented Data Using Satellite
Data and GIS Analysis", case study experiences were provided
for this report from Egypt, Ghana, Philippines and Tanzania.
UMP 10 reviews recent developments in the field of urban
infrastructure recording and mapping, a number of issues
that need to be addressed, and some actions that could be
taken to improve recordkeeping systems. Although the
emphasis here is on maps and records for utilities and basic
municipal infrastructure services, particularly those with
underground networks, some aspects of the discussion apply
to urban management information systems in general. The
central point is that the standard of records and
information systems in municipalities and utilities often
fails to meet the needs outlined above. Any organization
that expects to run and efficient day-to-day operation and
to manage and develop its services effectively must know
what assets it has, where they are, their condition, how
they are performing, and how much it costs to provide the
service.
Asia-Pacific Regional Activities
The UN role in cooperative institution building,
information sharing and networking in the field of GIS/GPS
is well developed at the regional level. For Asia-Pacific
countries a complex but coherent system of interlocking
arrangements has been established which is often difficult
to comprehend at first glance due in part to the build up of
abbreviations and acronyms for the various programmes and
sub-systems. Remote sensing technology development and the
associated applications in natural resources monitoring and
management, meteorology, crop forecasting and coastal
zone/river system monitoring was earlier the primary
concern, with a shift during the 1990s from a technical
focus to also exploring the linkages with developmental
decision-making in national planning and environmental
management. The need has also more recently been identified
to consider an increased concentration on urbanisation
impacts and to accordingly develop closer operational
connections with urban GIS programmes at the level of
specific cities.
The follow account of these regional activities uses
edited extracts from a 1996 paper prepared by Dr. He
Changchui, Regional Adviser on Remote Sensing and GIS,
ESCAP, Bangkok.
For more than a decade, the Economic and Social
Commission for Asia and the Pacific (ESCAP) has been
involved in promoting remote sensing and GIS activities,
particularly through the implementation of two back-to-back
regional projects- the Regional Remote Sensing Programme
(RRSP) and the Integrated Applications of Geographic
Information Systems and Remote Sensing for Sustainable
Development (GIS/RSRP), as well as cooperative regional
activities supported by bilateral donors. Under these
UNDP-supported programmes, ESCAP has organized more than
forty training courses/workshops which were participated in
by over 1,000 people, fifty-five seminars/conferences
attended by some 5,000 specialists drawn from at least forty
member countries and published more than 100 journals,
reports, proceedings, manual, and guidelines. In 1992, the
Regional Remote Sensing Programme was largely absorbed in
the regular work programme of ESCAP and in 1994 a Space
Technology Applications Section (STAS) was created within
ESCAP. STAS is now serving as the nucleus of space
technology and applications activities, including mainly the
Regional Space Applications Programme and its associated
networks.
With the change in emphasis in 1992, greater involvement
of planners, policy makers and decision makers was
encouraged so as to address the pressing needs of national
planning and environmental management and eventually
contribute in overall poverty alleviation in the region.
The activities in the programme areas identified in the
Action Plan in the area of remote sensing and GIS reflect
the new direction followed by GIS/RSRP.
Regional networking is an essential component of the
operational approach of ESCAP and of all preceding
space-related activities. The regional cooperative network
on space-related activities dates back to March 1983 when
ESCAP initiated the RRSP with funding support from UNDP.
RRSP emphasized the fostering of technical cooperation among
the developing countries (TCDC) and established an
effective regional coordination network - a unique regional
mechanism for promoting interaction among the national
remote sensing centres/programmes in the region. The
nucleus of the network was the Intergovernmental
Consultative Committee (ICC) on RRSP which started its
operation in 1984 with eight initial members. Over the last
12 years the membership increased to 20 with a few more
participating countries intending to enlist.
In 1994, ESCAP organized the first ever Ministerial
Conference on Space Applications for Development in Asia and
the Pacific at Beijing. The Conference, adopted the Beijing
Declaration on Space Applications for Environmentally Sound
and Sustainable Development in Asia and the Pacific, and
launched the Regional Space Applications Programme for
Sustainable Development in Asia and the Pacific (RESAP).
The Strategy for Regional Cooperation in Space
Applications for Sustainable Development provided a policy
instrument for building national capability in Asia and the
Pacific to make increasing use of space technologies for
addressing the urgent problems confronting them, including
those identified in Agenda 21 adopted by the United Nations
Conference on Environment and Development (UNCED) and to
integrate these technologies with national planning for
sustainable development.
At the recommendation of the Conference, ICC was
reconstituted in June 1995 with the presentation from heads
of national space agencies/national organizations
responsible for space development and application
programmes, and continues to provide technical support and
policy guidance to ESCAP. The main operational arrangement
for this regional network was consultation among the
national focal points for RESAP through its annual session.
Currently, the ICC annual session is held back-to-back, in
rotation in participating countries, with the Regional
Working Group Meeting on Remote Sensing, GIS and Satellite
Based Positioning System.
The Conference also recommended the establishment of a
regional network consisting of working groups to cover the
expanded scope of RESAP. A preparatory expert group meeting
organized by ESCAP in early 1995, formulated the terms of
reference for Regional Working Groups covering four sectors,
namely: remote sensing/GIS/satellite positioning,
meteorological satellite applications and disaster
monitoring, satellite communication applications and
distance education, and space science and technology
applications
An expert group meeting was organized by ESCAP early in
1995, which prepared 43 project profiles covering four
sectors of space applications, including remote sensing and
GIS for addressing the following concerns: coastal zone
monitoring, marine ecosystems, crop forecasting, forest
cover monitoring, land use/cover change detection, river
course monitoring, urbanization studies, surface and
groundwater resources identification, biodiversity
conservation, tropical cyclone studies and monsoon
monitoring and forestry research. Out of the 43 project
profiles, ESCAP has so far developed nine full project
documents and succeeded in securing funding support for
their implementation. The remaining project profiles have
been streamlined and consolidated into 15 project proposals
and submitted to major donors and interested organizations
to further seek their funding support.
The nine projects which have already received funding
from the Governments of France, Japan and the Republic of
Korea include a pilot study on the promotion of small
satellite data applications, two projects on tropical
ecosystem management using remote sensing and GIS, one
project on coastal zone management with a focus on mangrove
ecosystems using GIS and remote sensing, one project on
distance education through communication satellites, and a
pre-feasibility study as well as a feasibility study on a
regional Earth Space Information Network for Asia and the
Pacific (ESINAP). In addition, ESCAP has entered into an
agreement with NASDA on joint research on building national
capability in using advanced Earth observation satellite
technology for environment and natural resource management,
and, through an umbrella programme, twenty research projects
will be carried out in three years by 20 principal
investigators selected from 15 ESCAP member countries.
Another recommendation of the Action Plan was to address
the need to ensure multilevel information exchange and
sharing among users and between member countries. In this
connection, ESCAP organized, in cooperation with the
Government of Malaysia through the Malaysian Centre for
Remote Sensing, an Expert Group Meeting on the Development
of Guidelines for GIS Standards and Standardization
Procedures which was held in Kuala Lumpur in September 1995.
the meeting was designed to assist in the preparation of a general
set of guidelines for standardization of GIS for users at
the local, national and regional levels. In order to obtain
an overall picture of the issues and problems associated
with the use of GIS in the region, a questionnaire survey
was undertaken to document the ways GIS was used in 180
organizations in the region with special emphasis on spatial
data exchange capability. A handbook providing Guidelines
on GIS data standards and standardization procedures will be
published in 1997 by ESCAP. This will be the second manual
available for natural resources managers and environment
planners following the publication of a Manual of Remote
Sensing and GIS for Use by Planners and Decision Makers by
ESCAP in 1996.
Recognizing that human resources development is essential
in national capacity building, RESAP reactivated in 1995,
the Education and Training Network set up in 1988. This
network comprises contact points in some 20 countries to
effectively coordinate education and training in space
applications especially in remote sensing and GIS on a
regional basis. ESCAP, through its technical assistance
fund, had been providing the network with a catalytic
support to the participating countries to share facilities
in space education and training. The network has
successfully established two regular long-term fellowship
activities - one in India under the SHARES Programme of the
Government of India and the other in china at the Wuhan
Technical University of Survey and Mapping under the
Government of China's Advanced Overseas Students Programme.
The needs of the island countries, land-locked countries
and least developed members of ESCAP have been specifically
addressed in the network activities. In addition to their
participation in the long-term and medium-term fellowship
programmes, ESCAP, at the request of the Government of
Samoa, also organized a two-week National Training Workshop
on GIS-MAPINFO Operation in 1995, which benefitted 23 local
participants from nine government departments and agencies.
The training workshop, was a follow up of a regional
Seminar-cum-Working Group Meeting on Remote Sensing and GIS
for Land and Sea Resources and Environment for the Pacific
Subregion organized by ESCAP
In order to implement the Regional Strategy and Action
Plan, ESCAP through its Regional Adviser on Remote Sensing
and GIS has been providing advisory services to member
countries on national strategy/policies, programming and
planning related to the promotion of space technology
development and applications. Such services have also been
provided to government agencies for introducing, assessing
and developing related remote sensing and GIS technology,
organizing national training activities, and evaluating
remote sensing and GIS applications projects for sustainable
natural resources and environment management.
Inter agency consultation and coordination are essential
for promoting regional cooperation activities. The Regional
Strategy identifies the need for an inter-agency forum to
ensure cooperation and coordination among the UN system and
donor agencies in the implementation of the recommendations
of the Ministerial Conference. In pursuance of the
recommendation, ESCAP took an initiative to establish in
October 1995 an Inter-agency Subcommittee on Space
Applications for Sustainable Development in Asia and the
Pacific which meets annually to explore joint programming
and implementation of space applications projects in order
to share expertise and avoid duplication. Representatives
from FAO, ITU, UNEP, UNDP, WMO and ESCAP are members.
Several other non-UN organizations such as APT, ESA and the
Mekong River Commission were also invited and participated
in the two sessions of the Subcommittee along with a number
of representatives from the ESCAP member countries as
observers. Currently, the Subcommittee is exploring the
possibility of sharing individual databases through Internet
and joint organization of an Asia-Pacific Information
Conference for Agricultural Management.
With a substantive regional space application programme
covering remote sensing, GIS and satellite based positioning
system, meteorological satellite applications for disaster
monitoring, communication satellite applications for
distance education, and applied space science and technology
development, ESCAP has been participating in several
regional initiatives in space technology cooperation,
including the Expert Group Meeting of the Establishment of a
Permanent Committee on Geographic Information
Infrastructure, which was held in Kuala Lumpur, Malaysia in
July 1995, followed by the Commencement Workshop on the
Greater Mekong Subregion Cooperative Environment and
Information System Programme organized by ADB at Manila in
October 1995 in cooperation with UNDP and the Mekong River
Commission Secretariat.
E. Conclusions
As an architect and physical planner with many years
spent in a wide range of developing countries in many job
relationships, but with very little direct hands-on
experience of computerised GIS, the author has the following
personal and tentative comments. These are based on the
experience within UN projects and in working with other
agencies such as the World Bank and the Asian Development
Bank together with discussions over the years with other
field practitioners.
1. In many cases the project inputs concentrate on the
operating process rather than developing applications to
generate convincing decision-making products. There are few
examples in UNCHS (Habitat) projects where the new GIS
capability has directly influenced stategic planning. Too
often the new systems are limited to recording the current
situation in order to simply produce maps and to improve the
speed and accuracy of managing what are often date-to-day
operational activities, rather than manipulating data to
provide new information.
Mathematical modelling, of the kind tested in the Karachi
example needs to be integrated with GIS cartographic
modelling if the complex social, physical and economic
factors in metropolitan planning are to be seriously
tackled. This would also, of course, involve dealing with
the time element (the fourth dimension) in the GIS
applications.
On the common understanding that any modelling is only as
good as the original data put in, but that physical
attributes are usually more reliable than socio-economic
material, manipulating the comparative levels of errors will
continue to be a challenge to urban planners, whether
employing automated or conventional systems.
2. A common thread running through the UN projects is the
problem of institutional and human resource sustainability.
Units set up for GIS and the teams trained under projects
are not always still in place a year after the project
closes. We need tougher preconditions negotiated with
recipient governments prior to the signing of agreements,
plus intermittent follow-up supervision and monitoring built
into project design.
3. Much time and energy is consumed in obtaining aerial
photography. In many countries redundant and patently
ineffective security restrictions exist. One South Asian
case, for example, required prolonged paper work to obtain
prints, and a six-month release period before returning them
to the survey department. The prints could not be taken out
of the city, never mind out of the country. Fortunately
when the regulations were first introduced, satellite
imagery was not around and is not therefore covered by the
rules. Over the next decade when conventional photography
is likely to be superceded, this particular problem should
wither away.
4. The point brought up on information sharing in the
Karachi project is common to many other situations. In one
case UNCHS (Habitat) has faced this obstacle in a climate
where, prior to an international aid embargo being lifted,
the foreign private investment sector had set a precedent by
offering to pay high prices for access to often the most
commonplace, off-the-shelf data. More pre-project attention
is needed to develop techniques to deal with the deep-seated
attitudes towards information hoarding.
5. GIS standardisation is not receiving the attention it
deserves, whether at the national, regional or international
levels. It is disconcenting to see that within UNCHS
(Habitat) the early initiatives to introduce some common
approach, is to a certain extent being dissipated through
the development of separate packages with almost identical
user needs. The ESCAP and Nepal examples, together with
work in Jamaica, provide positive models.
6. Given what appears to be an alarming intensification
of national and man-made disasters during the closing years
of the millenium, including the factional warfare underlying
the Liberia and Afghanistan examples, the successful
application of GIS (as demonstrated by these two cases) in
emergency/relief programmes is not matching its potential
elsewhere. Through UNHCR, the UN system should explore the
manner in which GIS rapid reaction approaches could be
further developed and built-into the emergency procedures
7. The housing and urban indicators programme was
undertaken globally on a country-by-country and sometimes on
an individual city basis as an important component of the
Habitat II conference. Now in its post-conference phase and
developing a sustainable life of its own, this programme
would benefit from the application of GIS inputs in order to
diversify the more conventional numerical quantification
techniques previously employed.
On a final, perhaps minor point, and this relates to item
1 above, the author laments the under-use of sieve mapping
as a decision-making and awareness-raising tool in many of
the GIS initiatives incorporated within urban projects. As
one who was bowled over in the early 1970s by Ian McHarg's
"Design with Nature", and as a planner who has introduced
non-computerised sieving in countries such as Nepal, this
comes as a surprise given the manipulative freedoms opened
up by the new technology.
F. Trends and Responses
Estimates by the United Nations indicate that at
mid-1990, 43 percent (2.3 billion) of the world's population
lived in urban areas. With the urban population growing two
and a half times faster than its rural counterpart, the
level of urbanisation is projected to cross the 50 percent
mark by 2005. Projections further show that by 2025, more
than three fifths of the world's population will live in
urban areas. The urban population in that year will be
approximately 5.2 billion. Just over 20 years ago, more
than half the world's urban population lived in developed
countries. By 2025, it is projected that developing
countries will have nearly four times as many urban dwellers
as developed countries.
In 1990, 72 percent of Latin America's 441 million people
were urban dwellers; by 2005, Latin America will be home to
the second largest number of urban residents, but trailing
Asia by a wide margin. From a relatively modest 83 million
urban dwellers in 1970, Africa's urban population increased
to a substantial 206 million in 1990, Projections for 2005
put its urban population at 400 million, and it will double
again in the subsequent years, to 857 million by 2025. By
2000, Lagos, Nigeria, will become the first African city to
be among the world's ten largest.
In 1970, Asia (excluding Japan) was home to 408 million
urban dwellers. This sizeable number had more than doubled
by 1990, to 879 million, and it is expected to increase to
more than 2.5 billion by 2025. By 1990, Asia had four of
the ten largest urban agglomerations: Tokyo, Shanghai,
Bombay and Seoul. Projections show the number increasing to
six in 2010, when Beijing, Jakarta and Dhaka will be on the
list.
A high level of urbanisation is characteristic of the
developed regions. Australia-New Zealand, Northern Europe
and Western Europe have levels of 80 percent or higher.
Southern Europe, Eastern Europe and the former USSR and less
urbanised. No city in Europe has achieved a population of
10 million or more, and none is projected to do so by 2010.
During the past two decades, a new pattern of migration
was identified in many developed countries: growth in large
metropolitan areas decelerated, and people were moving to
urban areas of smaller size or to areas classified as rural.
First observed in the United States in the mid-1970s, and then in
Canada, the "counter-urbanisation" trend spread during the
1980s to other more developed countries, particularly to
those in Europe and to Australia, New Zealand and Japan.
For instance, in the period between 1970 and 1975, the rate
of urbanisation in the United States was only .01 percent.
Rates for 1975-1980 were only slightly higher. As a result,
urbanization in the United States and Canada was virtually
static, remaining at 74 percent in the United States and 76
percent in Canada throughout the 1970s.
Tokyo continues to be the largest urban agglomeration in
the world. It has been No.1 since 1970 and is projected to
be the first each decade up to 2010. New York slipped from
first in 1960 to second in 1970 and then to third in 1990;
it is likely to continue to fall in rank in the next two
decades.
Besides Tokyo and New York, the world's ten largest
cities in 1990 were Shanghai, Bombay and Seoul from Asia;
Sao Paulo, Mexico City Buenos Aires and Rio do Janeiro from
Latin America; and Los Angeles in Northern America. Their
populations ranged from Tokyo's 25 million to Rio's 10.9
million. Beijing, Lagos and Jakarta will join the list of
ten largest in 2000, replacing Buenos Aires, Seoul and Rio
de Janeriro. Dhaka, Bangladesh, is projected to make its
first appearance on the list in 2010 in place of Los
Angeles. It is expected that 26 will have 10 million or
more inhabitants by 2010, 21 of them in developing
countries. Asia will be home to 14 of those very large
cities; 5 will be in Latin America and 2 will be in Africa.
The number of cities of 5 to 19 million inhabitants grew
from 18 in the world in 1970 to 22 in 1990. Projections for
2010 anticipate 33 such cities.
Not only is the world becoming increasingly urbanised,
there is also an urbanisation of poverty. Some 300 million
urban dwellers in developing countries are currently
recorded as living in poverty, without sufficient incomes to
fulfil even basic nutritional and shelter requirements. The
rapidly increasing population in urban areas is causing
considerable strain, not only on the urban infrastructure
and on housing, but also on the urban environment.
The effects are dramatized in the numbers and faces of
the urban homeless, even in affluent societies. For
example, over 20 percent of the population in the greater
New York metropolitan area lives below the poverty
threshold. In addition, nearly a quarter of a million New
Yorkers - more than 3 percent of the city's population and
more than 8 percent of its black children - have stayed in
shelters over the past five years. In Europe, too, cities
are increasingly facing critical housing conditions. London
has about 400,000 registered homeless people, while nearly
10,000 of France's half million homeless are in Paris.
The situation is worse still in cities of developing
countries, where more than 60 percent of the population live
in squatter settlements or inner-city slums. In Calcutta,
Dhaka and Mexico City, more than 25 percent of the people
constitute what is often known as the "floating" population.
Whereas there are development gains and losses in the
precarious balance between progress and deprivation
throughout developing countries, one area of increasing
concern is the widening gap between the served and unserved
in such basic services as water supply and sanitation.
Between 1990 and 2000 the projection is that, although the
percentage improvements look optimist, the absolute numbers
remaining without adequate services will drastically
increase. For Asia the situation with respect to
infrastructure needs is particularly critical. The World
Bank estimates that an investment in the order $1.5 trillion
is required over the next ten years in order to keep pace
with economic and demographic growth. In a global
environment where the role of the state in delivering
essential services and in defining and promoting public
interest is being contested, urban policy makers
increasingly see privatization, in whatever form, as the
only rapid and cost effective way forward. Unfortunately,
Asia's progress in infrastructure partnerships with the
private sector does not seem to be living up to
expectations. Although during 1994/95, there are estimates
that project finance loans in Asia doubled to reach $9.3
billion, operational performance was poor. Out of 223
build-operate-transfer infrastructure projects already
existing by mid 1994 only a handful were under construction
by the end of 1995.
Within the context of these global socio-economic and
environmental trends, the 1996 Istanbul UN Habitat II
conference addressed the shifts in responsibilities and
powers and the need to develop more constructive
partnerships, whether between regions, central and local
governments, the state and civil society and the public and
private commercial sectors. There was also a call to
develop methods of sharing knowledge and experience which
are universally affordable and accessible while exploiting
the latest advances in technology.
Using the language of the conference proceedings and the
subsequent reports, the key messages of universal
significance which emerged may be summarised as follows.
The first is that the way human settlements are managed will
be critical to economic growth, human development and global
environmental sustainability, particularly in light of
urbanization trends past, present and future, which are
transforming human settlements and human society and
changing the relations between urban and rural areas. The
second is that adequate shelter for all and the progressive
realization of the right to adequate housing is fundamental
to improving the living and working conditions of people and
the quality of life in human settlements, thus contributing
to the social stability and equity on which economic growth
and economic development can build and be advanced.
The third message is that economically buoyant, socially
vibrant and environmentally sound human settlements, under
conditions of continuing and rapid urbanization in many
parts of the world, will increasingly depend on the capacity
of all levels of governments to reflect the priorities of
communities, to encourage and guide local development and to
forge partnerships between the private, public, voluntary
and community sectors. This calls for concerted efforts in
human resources and leadership development, institutional
reform, organizational and mana |